Do We Need Open Access Journals?

One of the key forerunners of the open access idea was arxiv.org, set up by Paul Ginsparg. Here's what I wrote a few years back about that event:

At the beginning of the 1990s, Ginsparg wanted a quick and dirty solution to the problem of putting high-energy physics preprints (early versions of papers) online. As it turns out, he set up what became the arXiv.org preprint repository on 16 August, 1991 – nine days before Linus made his fateful “I'm doing a (free) operating system (just a hobby, won't be big and professional like gnu) for 386(486) AT clones” posting. But Ginsparg's links with the free software world go back much further.

Ginsparg was already familiar with the GNU manifesto in 1985, and, through his brother, an MIT undergraduate, even knew of Stallman in the 1970s. Although arXiv.org only switched to GNU/Linux in 1997, it has been using Perl since 1994, and Apache since it came into existence. One of Apache's founders, Rob Hartill, worked for Ginsparg at the Los Alamos National Laboratory, where arXiv.org was first set up (as an FTP/email server at xxx.lanl.org). Other open source programs crucial to arXiv.org include TeX, GhostScript and MySQL.

arxiv.org was and is a huge success, and that paved the way for what became the open access movement. But here's an interesting paper - hosted on arxiv.org:

Contemporary scholarly discourse follows many alternative routes in addition to the three-century old tradition of publication in peer-reviewed journals. The field of High- Energy Physics (HEP) has explored alternative communication strategies for decades, initially via the mass mailing of paper copies of preliminary manuscripts, then via the inception of the first online repositories and digital libraries.

This field is uniquely placed to answer recurrent questions raised by the current trends in scholarly communication: is there an advantage for scientists to make their work available through repositories, often in preliminary form? Is there an advantage to publishing in Open Access journals? Do scientists still read journals or do they use digital repositories?

The analysis of citation data demonstrates that free and immediate online dissemination of preprints creates an immense citation advantage in HEP, whereas publication in Open Access journals presents no discernible advantage. In addition, the analysis of clickstreams in the leading digital library of the field shows that HEP scientists seldom read journals, preferring preprints instead.

Here are the article's conclusions:

Scholarly communication is at a cross road of new technologies and publishing models. The analysis of almost two decades of use of preprints and repositories in the HEP community provides unique evidence to inform the Open Access debate, through four main findings:

1. Submission of articles to an Open Access subject repository, arXiv, yields a citation advantage of a factor five.

2. The citation advantage of articles appearing in a repository is connected to their dissemination prior to publication, 20% of citations of HEP articles over a two-year period occur before publication.

3. There is no discernable citation advantage added by publishing articles in “gold” Open Access journals.

4. HEP scientists are between four and eight times more likely to download an article in its preprint form from arXiv rather than its final published version on a journal web site.

On the one hand, it would be ironic if the very field that acted as a midwife to open access journals should also be the one that begins to undermine it through a move to repository-based open publishing of preprints. On the other, it doesn't really matter; what's important is open access to the papers. If these are in preprint form, or appear as fully-fledged articles in peer-reviewed open access journals is a detail, for the users at least; it's more of a challenge for publishers, of course... (Via @JuliuzBeezer.)

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The Marvellous Mr. arXiv

Paul Ginsparg is one of the key players in the world of open access. Indeed, he was practising it online before it even had a name, when he set up the arXiv preprint server (originally known simply by its address "xxx.lanl.gov"), which has just celebrated its half-millionth deposit:

arXiv is the primary daily information source for hundreds of thousands of researchers in many areas of physics and related fields. Its users include the world's most prominent researchers in science, including 53 Physics Nobel Laureates, 31 Fields Medalists and 55 MacArthur Fellows, as well as people in countries with limited access to scientific materials. The famously reclusive Russian mathematician Grigori Perelman posted the proof for the 100-year-old Poincare Conjecture solely in arXiv.

Journalists also use the repository extensively to prepare articles for the general public about newly released scientific results. It has long stood at the forefront of the open-access movement and served as the model for many other initiatives, including the National Institute of Health?fs PubMedCentral repository, and the many institutional DSpace repositories. arXiv is currently ranked the No. 1 repository in the world by the Webometrics Ranking of World Universities.

"arXiv began its operations before the World Wide Web, search engines, online commerce and all the rest, but nonetheless anticipated many components of current 'Web 2.0' methodology," said Cornell professor Paul Ginsparg, arXiv's creator. "It continues to play a leading role at the forefront of new models for scientific communication."

Given his pivotal role in the open access, it's good that Ginsparg has expanded on that rather compressed history of his work in a fascinating romp through both the creation of arXiv and his own personal experience of the nascent Internet and Web.

Here's a few of the highlights:

I first used e-mail on the original ARPANET — a predecessor of the Internet — during my freshman year at Harvard University in 1973, while my more business-minded classmates Bill Gates and Steve Ballmer, the future Microsoft bosses, were already plotting ahead to ensure that our class would have the largest average net worth of any undergraduate year ever.

...

At the Aspen Center for Physics, in Colorado, in the summer of 1991, a stray comment from a physicist, concerned about e-mailed articles overrunning his disk allocation while travelling, suggested to me the creation of a centralized automated repository and alerting system, which would send full texts only on demand. That solution would also democratize the exchange of information, levelling the aforementioned research playing field, both internally within institutions and globally for all with network access.

Thus was born xxx.lanl.gov, initially an e-mail/FTP server.

...

In the autumn of 1992, a colleague at CERN e-mailed me: “Q: do you know the world-wide-web program?” I did not, but quickly installed WorldWideWeb.app, coincidentally written by Tim Berners-Lee for the same NeXT computer that I was using, and with whom I began to exchange e-mails. Later that autumn, I used it to help beta-test the first US Web server, set up by the library at the Stanford Linear Accelerator Center for use by the high-energy physics community.

...

That sceptical attitude regarding the potential efficacy of full-text searching carried over to my own website’s treatment of crawlers as unwanted nuisances. Seemingly out-of-control and anonymously run crawls sometimes resulted in overly vociferous complaints to network administrators from the offending domain. I was recently reminded of a long-forgotten incident involving test crawls from some unmemorably named stanford.edu-hosted machines in mid-1996, when both Sergey Brin and Larry Page graciously went out of their way to apologize to me in person at Google headquarters for their deeds all those years ago.

...

no legislation is required to encourage users to post videos to YouTube, whose incentive of instant gratification comes through making personal content publicly available (which parallels with the scholarly benefit of voluntary participation in the incipient version of arXiv in 1991.)

Fascinating tales from a fascinating life.

ArXiv from the Horse's Mouth

It can be argued that arXiv is one of the two main wellsprings of the open access movement. This makes an article by Dr arXiv himself, Paul Ginsparg, of particular interest.

Wittily entitled "As We May Read" - a reference to Vannevar Bush's famous "As We May Think" paper - it provides a good explanation of how arXiv works, and why the open access revolution is likely to be completed sooner rather than later. And he makes an interesting point:

A form of open access appears to be happening by a backdoor route: using standard search engines, more than one-third of the high-impact journal articles in a sample of biological/medical journals published in 2003 were found at nonjournal Web sites (Wren, 2005).

He concludes:

On the one-decade time scale, it is likely that more research communities will join some form of global unified archive system without the current partitioning and access restrictions familiar from the paper medium, for the simple reason that it is the best way to communicate knowledge and hence to create new knowledge. Ironically, it is also possible that the technology of the 21st century will allow the traditional players from a century ago, namely the professional societies and institutional libraries, to return to their dominant role in support of the research enterprise.

(Via Open Access News.)